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Payam Borbor

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-12
CA RA APPROVED 2024-11-21
  • TX RA
    APPROVED_RES
    Since 2026-05-12
  • CA RA
    APPROVED
    Since 2024-11-21

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Los Angeles CA 01/2013 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 10/2024 Present
Unemployed Los Angeles CA 04/2024 10/2024
Bank Of America, N.A. E Los Angeles CA 01/2025 Present
Wells Fargo Bank Na Los Angeles CA 10/2018 04/2024
  • 01/2013 → 10/2018
    Wells Fargo Bank Na
    Los Angeles, CA
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 04/2024 → 10/2024
    Unemployed
    Los Angeles, CA
  • 01/2025 → Present
    Bank Of America, N.A. E
    Los Angeles, CA
  • 10/2018 → 04/2024
    Wells Fargo Bank Na
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-03
S63 Uniform Securities Agent State Law Examination 2018-10-19
  • S66 Uniform Combined State Law Examination
    2021-12-03
  • S63 Uniform Securities Agent State Law Examination
    2018-10-19
Other Names
  • Paul Borbor

View on SEC IAPD

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