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Shah Sohaib Ahmed

J.P. Morgan Securities LLC

Laguna Niguel, CA

Laguna Niguel, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-29
CA RA APPROVED 2025-03-06
  • TX RA
    APPROVED_RES
    Since 2025-04-29
  • CA RA
    APPROVED
    Since 2025-03-06

Branch Locations

23970 Aliso Creek Rd, Laguna Niguel, CA 92677 • United States

32361 Golden Lantern St A, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Irvine CA 06/2016 02/2025
Wells Fargo Clearing Services, Llc Tustin CA 02/2018 02/2025
7-11 Franchise Irvine CA 09/2014 03/2020
Dharam & Associates Inc Irvine CA 09/2014 12/2018
Bevmo Irvine CA 10/2018 01/2019
J.P. Morgan Securities Llc Laguna Niguel CA 03/2025 Present
Jpmorgan Chase Bank, N.A. Laguna Niguel CA 03/2025 Present
  • 06/2016 → 02/2025
    Wells Fargo Bank Na
    Irvine, CA
  • 02/2018 → 02/2025
    Wells Fargo Clearing Services, Llc
    Tustin, CA
  • 09/2014 → 03/2020
    7-11 Franchise
    Irvine, CA
  • 09/2014 → 12/2018
    Dharam & Associates Inc
    Irvine, CA
  • 10/2018 → 01/2019
    Bevmo
    Irvine, CA
  • 03/2025 → Present
    J.P. Morgan Securities Llc
    Laguna Niguel, CA
  • 03/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Laguna Niguel, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-07
S63 Uniform Securities Agent State Law Examination 2018-05-10
  • S66 Uniform Combined State Law Examination
    2022-06-07
  • S63 Uniform Securities Agent State Law Examination
    2018-05-10
Other Names
  • Shahsohaib Ahmed
  • Shah Ahmed
  • Shahsohaib Ahmed
  • Shah S Ahmed

View on SEC IAPD

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