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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2019-01-17 |
| CT | RA | APPROVED | 2018-11-09 |
Branch Locations
One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2018 | Present |
| Bank Of America (U.S. Trust) | New York | NY | 02/2016 | 02/2018 |
| Bank Of America (U.S. Trust) | New York | NY | 02/2018 | 07/2018 |
I*71473 For profit or not for profit: Non-Profit Organization Name of outside business organization: Chess in the Schools Investment related: N Address of business: New York, New York 10018 Nature of business: Charitable Organization, Position, title, association: Committee Member, Volunteer on the Young Professionals Committee Start date of relationship: 4/22/2014 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: As part of the finance committee of Chess in the Schools, I would be participating in discussions about financial matters. I would not be advising them on specific decisions and I would not be acting as their financial advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-08 |
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