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Kristina Anne Gayle Engel

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-12
  • FL RA
    APPROVED
    Since 2021-08-12

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Omaha NE 02/2018 Present
Fs Investments Orlando FL 06/2016 04/2017
Rollins College, The Crummer Graduate School Of Business Winter Park FL 08/2015 05/2017
Unemployed Oviedo FL 05/2017 02/2018
  • 02/2018 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 06/2016 → 04/2017
    Fs Investments
    Orlando, FL
  • 08/2015 → 05/2017
    Rollins College, The Crummer Graduate School Of Business
    Winter Park, FL
  • 05/2017 → 02/2018
    Unemployed
    Oviedo, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-11
S63 Uniform Securities Agent State Law Examination 2020-10-06
  • S65 Uniform Investment Adviser Law Examination
    2021-08-11
  • S63 Uniform Securities Agent State Law Examination
    2020-10-06

View on SEC IAPD

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