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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-05-17
TX RA APPROVED 2019-05-17
  • IL RA
    APPROVED
    Since 2019-05-17
  • TX RA
    APPROVED
    Since 2019-05-17

Branch Locations

540 W Madison St, Chicago, IL 60661 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Co. Llc East Peoria IL 02/2018 11/2018
Illinois State University Normal IL 08/2014 04/2018
Watterson Dining Normal IL 08/2015 04/2018
Fedex Burbank IL 08/2012 12/2016
Midwestern Securities Trading Co. Llc East Peoria IL 11/2018 05/2019
Legence Bank Evansville IN 11/2018 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Elmhurst IL 05/2019 Present
Bank Of America, N.A Elmhurst IL 05/2019 Present
  • 02/2018 → 11/2018
    Midwestern Securities Trading Co. Llc
    East Peoria, IL
  • 08/2014 → 04/2018
    Illinois State University
    Normal, IL
  • 08/2015 → 04/2018
    Watterson Dining
    Normal, IL
  • 08/2012 → 12/2016
    Fedex
    Burbank, IL
  • 11/2018 → 05/2019
    Midwestern Securities Trading Co. Llc
    East Peoria, IL
  • 11/2018 → 05/2019
    Legence Bank
    Evansville, IN
  • 05/2019 → Present
    Elmhurst, IL
  • 05/2019 → Present
    Bank Of America, N.A
    Elmhurst, IL
Previous Registrations
Other Businesses

I*436138 Entity Type: For Profit Name of outside business organization: BrandGenix LLC Investment related: No Address of business: Tinley Park, Illinois, 60477 Position, title, association: Owner Start date of relationship: 10/1/2020 Number of hours devoted: 20 hrs Monthly Number of hours devoted during trading hours: 0 Duties: I have created a business structure to allow me the ability to sell items online through ecommerce. the nature of the business will be selling household products without a branding and create my own line of product and branding of said items. I*4430266 Entity Type: For Profit Name of OBA: StackTrace Address: Worth, Illinois, 60482 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/30/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0 Duties: Supply chain analytics software. The company would be established for mapping out various company tier 1, tier 2, and tier 3 supply chains based on available public information and government records. Data would be aggregated from various open source locations and built into singular dashboard to easy identification and decision making. owner, software developer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-11
  • S66 Uniform Combined State Law Examination
    2018-07-11
Other Names
  • Thomas Joseph Biber
  • Thomas Biber

View on SEC IAPD

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