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Current Employers
Wealth Management Northwest, Inc.

Pasco, WA • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APP_PEND_IARCE 2026-01-01
WA RA APPROVED 2019-04-23
  • OR RA
    APP_PEND_IARCE
    Since 2026-01-01
  • WA RA
    APPROVED
    Since 2019-04-23

Branch Locations

Pasco, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Bellevue WA 02/2018 04/2019
Private Advisory Group Redmond WA 06/2013 12/2017
N/A N/A WA 12/2017 02/2018
The Prudential Insurance Company Of America Bellevue WA 02/2018 04/2019
Wealth Management Northwest, Inc. Woodinville WA 04/2019 Present
  • 02/2018 → 04/2019
    Pruco Securities, Llc
    Bellevue, WA
  • 06/2013 → 12/2017
    Private Advisory Group
    Redmond, WA
  • 12/2017 → 02/2018
    N/A
    N/A, WA
  • 02/2018 → 04/2019
    The Prudential Insurance Company Of America
    Bellevue, WA
  • 04/2019 → Present
    Woodinville, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-19
S63 Uniform Securities Agent State Law Examination 2018-07-18
  • S65 Uniform Investment Adviser Law Examination
    2019-04-19
  • S63 Uniform Securities Agent State Law Examination
    2018-07-18

View on SEC IAPD

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