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1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-20 |
Branch Locations
1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richard Steiner | Aventura | FL | 02/2018 | 10/2021 |
| Rodr1Guez Cpa | Pinecrest | FL | 05/2017 | 01/2018 |
| Cbi Management | Coral Gables | FL | 08/2014 | 04/2017 |
| Richard Steiner | Aventura | FL | 10/2021 | 05/2024 |
| Northwestern Mutual Investment Services Llc | Aventura | FL | 10/2021 | 01/2026 |
| Kevin Lawhon | Ft Lauderdale | FL | 05/2024 | 01/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2025 | 01/2026 |
| Boreal Capital Securities Llc | Miami | FL | 01/2026 | Present |
| Boreal Capital Management Llc | Miami | FL | 01/2026 | Present |
1) Mora Capital Management, LLC. (SEC Registered Investment Advisor) Affiliate of Mora Capital Securities, LLC. (FINRA Registered Broker Dealer) located at 1450 Brickell Ave, 29th Floor Miami, FL. 33131. Providing client and back-office support for customers. 2) Mora Capital Lending LLC - non-securities lending affiliate, customer service and back-office capacity to applicable accounts, as necessary.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-28 |
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