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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
TX RA APPROVED 2020-04-20
  • NY RA
    APPROVED
    Since 2021-04-12
  • TX RA
    APPROVED
    Since 2020-04-20

Branch Locations

Howard Beach, NY • United States

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pulmonary & Critical Care Consultants Pc Lynbrook NY 04/2011 03/2018
Axa Advisors, Llc. New York NY 03/2018 06/2020
Equitable Advisors, Llc New York NY 03/2018 Present
  • 04/2011 → 03/2018
    Pulmonary & Critical Care Consultants Pc
    Lynbrook, NY
  • 03/2018 → 06/2020
    Axa Advisors, Llc.
    New York, NY
  • 03/2018 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-07
  • S66 Uniform Combined State Law Examination
    2018-05-07

View on SEC IAPD

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