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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-19 |
| WA | RA | APPROVED | 2018-07-02 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Everett | WA | 07/2016 | Present |
| Wells Fargo Clearing Services, Llc | Everett | WA | 02/2018 | Present |
RENTAL PROPERTY - 15007; INV RELATED;ARLINGTON,WA; RENTAL HOME PURCHASE ;50% OWNERSHIP; START DATE: 06/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-08 |
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