Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-01
NY RA APPROVED 2021-10-26
  • CT RA
    APPROVED
    Since 2023-06-01
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Informa Investment Solutions White Plains NY 10/2003 02/2018
Ubs Financial Services Ny NY 04/2018 Present
  • 10/2003 → 02/2018
    Informa Investment Solutions
    White Plains, NY
  • 04/2018 → Present
    Ubs Financial Services
    Ny, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-16
  • S66 Uniform Combined State Law Examination
    2018-07-16

View on SEC IAPD

More in Greenwich, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor