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11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-06-25 |
Branch Locations
105 Beau Chene Blvd Ste E, Mandeville, LA 70471 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Luke Catholic Church | Slidell | LA | 07/2014 | 09/2017 |
| New York Life Insurance Co. | New Orleans | LA | 10/2017 | 11/2019 |
| Nylife Securities Llc | New Orleans | LA | 02/2018 | 11/2019 |
| Guardian Life Insurance Company | Metairie | LA | 04/2020 | 01/2022 |
| Park Avenue Securities | Metairie | LA | 11/2019 | 01/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mandeville | LA | 02/2022 | 08/2023 |
| Bank Of America, N.A. | Mandeville | LA | 04/2022 | 08/2023 |
| Pruco Securities, Llc | Metairie | LA | 08/2023 | 11/2024 |
| The Prudential Insurance Co. Of America | Metairie | LA | 08/2023 | 06/2026 |
| Lpl Enterprise, Llc | Metairie | LA | 11/2024 | 06/2026 |
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 06/2026 | Present |
1. Eschaton Financial. President- owner of DBA for marketing myself and services. Non-Investment related. Start date 11/03/2023. 2. Escha Logistics LLC-Owner-Business Owner-Not investment related-At Mandeville, LA-Start date 04/21/2026. Food Distribution and Logistics: Delivery of food, administrative tasks of orders, 84 Total Hours per month. 20hrs/month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-14 |
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