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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-10 |
Branch Locations
6 Corporate Drive, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Shelton | CT | 02/2018 | 06/2018 |
| Mml Investors Services, Llc | Shelton | CT | 03/2025 | Present |
| Morgan Stanley & Co. Llc | New York | NY | 03/2018 | 07/2018 |
| Ark Investment Management | Saint Petersburg | FL | 12/2020 | 02/2025 |
| Preqin | New York | NY | 06/2019 | 12/2020 |
| Morgan Stanley | New York | NY | 06/2018 | 08/2018 |
| Barnum Financial Group | Shelton | CT | 06/2017 | 05/2018 |
| Barnum Financial Group | Shelton | CT | 10/2018 | 05/2019 |
| Massmutual Life Insurance Co | Shelton | CT | 04/2025 | Present |
| Fairfield University | Fairfield | CT | 04/2015 | 05/2017 |
| Barnum Financial Group | Shelton | CT | 03/2025 | 04/2025 |
Name: Julian Falcioni Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 09/12/2025 No. Hr/Mo: 4 No. Hr/Mo During Sec Trading: 4 Duties: Life, disability, long-term care, fixed annuities, health
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-24 |
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