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Simms Building 400 Gold Ave Sw Suite 260, Albuquerque, NM 87102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Lodge At Santa Fe | Santa Fe | NM | 06/2016 | 08/2017 |
| Raymond James And Associates | Santa Fe | NM | 01/2018 | 06/2018 |
| Raymond James & Associates | Scottsdale | AZ | 06/2018 | 10/2018 |
| Morgan Stanley | Santa Fe | NM | 04/2021 | 09/2022 |
| University Of New Mexico | Albuquerque | NM | 08/2014 | 01/2019 |
| Christus St. Vincents | Santa Fe | NM | 01/2019 | 06/2020 |
| Unemployed | Santa Fe | NM | 06/2020 | 04/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2022 | 09/2023 |
| Pinnacle Peak Investments | Santa Fe | NM | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-16 |
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