Diane Mentken

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-08-31
NC	RA	APPROVED	2026-08-28

TX RA
APPROVED_RES

Since 2026-08-31
NC RA
APPROVED

Since 2026-08-28

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Charlotte	NC	05/2016	02/2018
Wells Fargo Clearing Services, Llc	Charlotte	NC	02/2018	07/2026
The Vanguard Group, Inc.	Charlotte	NC	07/2026	Present
Vanguard Marketing Corporation	Charlotte	NC	07/2026	Present
Vanguard Advisers, Inc.	Charlotte	NC	07/2026	Present

05/2016 → 02/2018

Wells Fargo Bank, Na

Charlotte, NC
02/2018 → 07/2026

Wells Fargo Clearing Services, Llc

Charlotte, NC
07/2026 → Present

The Vanguard Group, Inc.

Charlotte, NC
07/2026 → Present

Vanguard Marketing Corporation

Charlotte, NC
07/2026 → Present

Vanguard Advisers, Inc.

Charlotte, NC

Previous Registrations

2022-09-12 → 2026-08-11

Wells Fargo Clearing Services, Llc

Milford, PA

Allentown, PA

Charlotte, NC

Charlotte, NC

Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: MATAMORAS, PA NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 01/2019 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-09-12
S63	Uniform Securities Agent State Law Examination	2018-06-16

S65 Uniform Investment Adviser Law Examination

2022-09-12
S63 Uniform Securities Agent State Law Examination

2018-06-16

Other Names

Diane Dartout
Diane Mentkendartout
Diane Dartout, Mentken

View on SEC IAPD