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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Pleasanton | CA | 07/2016 | 05/2025 |
| Wells Fargo Clearing Services Llc | Pleasanton | CA | 01/2018 | 05/2025 |
| Cetera Investors | Tigard | OR | 11/2025 | Present |
| Unemployed | Oregon City | OR | 05/2025 | 11/2025 |
| Cetera Investment Advisers Llc | Tigard | OR | 11/2025 | Present |
1) Notary
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-13 |
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