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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-11-18
  • OR RA
    APPROVED
    Since 2025-11-18

Branch Locations

13221 Sw 68Th Pkwy #460, Tigard, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Pleasanton CA 07/2016 05/2025
Wells Fargo Clearing Services Llc Pleasanton CA 01/2018 05/2025
Cetera Investors Tigard OR 11/2025 Present
Unemployed Oregon City OR 05/2025 11/2025
Cetera Investment Advisers Llc Tigard OR 11/2025 Present
Previous Registrations
Other Businesses

1) Notary

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-08
S63 Uniform Securities Agent State Law Examination 2018-04-13
  • S66 Uniform Combined State Law Examination
    2020-12-08
  • S63 Uniform Securities Agent State Law Examination
    2018-04-13
Other Names
  • Daniel Pierce
  • Daniel James Pierce

View on SEC IAPD

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