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Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-27
NC RA APPROVED 2023-03-07
  • FL RA
    APPROVED
    Since 2023-03-27
  • NC RA
    APPROVED
    Since 2023-03-07

Branch Locations

Sebastian, FL • United States

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Sebastian FL 10/2010 02/2022
Wells Fargo Clearing Services, Llc Sebastian FL 02/2018 02/2022
Alight Financial Solutions Lincolnshire IL 02/2022 Present
  • 10/2010 → 02/2022
    Wells Fargo Bank, Na
    Sebastian, FL
  • 02/2018 → 02/2022
    Wells Fargo Clearing Services, Llc
    Sebastian, FL
  • 02/2022 → Present
    Alight Financial Solutions
    Lincolnshire, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-06
S63 Uniform Securities Agent State Law Examination 2018-08-10
  • S65 Uniform Investment Adviser Law Examination
    2023-03-06
  • S63 Uniform Securities Agent State Law Examination
    2018-08-10

View on SEC IAPD

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