Best Investors
Account
Sign in
9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-27 |
| NC | RA | APPROVED | 2023-03-07 |
Branch Locations
9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Sebastian | FL | 10/2010 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Sebastian | FL | 02/2018 | 02/2022 |
| Alight Financial Solutions | Lincolnshire | IL | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-10 |
Reach out to this advisor