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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

Hampton Bays, NY • United States

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

61 Main Street 2Nd Floor, Southampton, NY 11968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Riverhead NY 01/2018 12/2022
Town Of Southampton School District Southampton NY 10/2017 12/2017
Sag Harbor Union Free School District Sag Harbor NY 10/2017 11/2017
Coldwell Banker Beau Hulse Realty Group Hampton Bays NY 11/2004 05/2024
Mary Broidy Southampton NY 01/2006 12/2018
Bank Of America, N.A. Riverhead NY 01/2018 12/2022
J.P. Morgan Securities Llc Southampton NY 01/2023 07/2024
Jpmorgan Chase Bank, N.A. Southampton NY 01/2023 07/2024
The Prudential Insurance Company Of America Riverhead NY 08/2024 Present
Pruco Securities Llc Riverhead NY 08/2024 11/2024
Lpl Enterprise, Llc Southampton NY 11/2024 Present
  • 01/2018 → 12/2022
    Riverhead, NY
  • 10/2017 → 12/2017
    Town Of Southampton School District
    Southampton, NY
  • 10/2017 → 11/2017
    Sag Harbor Union Free School District
    Sag Harbor, NY
  • 11/2004 → 05/2024
    Coldwell Banker Beau Hulse Realty Group
    Hampton Bays, NY
  • 01/2006 → 12/2018
    Mary Broidy
    Southampton, NY
  • 01/2018 → 12/2022
    Bank Of America, N.A.
    Riverhead, NY
  • 01/2023 → 07/2024
    Southampton, NY
  • 01/2023 → 07/2024
    Jpmorgan Chase Bank, N.A.
    Southampton, NY
  • 08/2024 → Present
    The Prudential Insurance Company Of America
    Riverhead, NY
  • 08/2024 → 11/2024
    Riverhead, NY
  • 11/2024 → Present
    Southampton, NY
Previous Registrations
Other Businesses

1) 03/03/2025- LIU Post- Teacher Paid by School or University- Adjunct Professor- not inv. related- at Brookville. NY- start date 01/22/2025- 20hrs/mnth-20hrs during trading 2) 05/07/2026-Seeds of Fortune-Coach/Mentoring Coach to Students-Outside/W-2 Employment-Not inv related-At Brooklyn, NY-Start date 05/21/2026-1hrs/mth-0hrs/mth during trading 3) 05/07/2026-Mary Broidy-Personal Trainer and Fitness/Yoga Instructor-Coach/ Sports/ Fitness-Not inv related-At Hampton Bays, NY-Start date 05/23/2026-8hrs/mth-8hrs/mth during trading 4) 07/09/2026-Stony Brook Southampton Hospital-Instructor-Outside/W-2 Employment-Not inv related-At Hampton Bays, NY-Start date 07/14/2026-2hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-18
  • S66 Uniform Combined State Law Examination
    2018-06-18
Other Names
  • Mary Leming Dennis
  • Mary Rose Leming
  • Mary Dennis Broidy
  • Mary L Dennis
  • Mary R Broidy
  • Mary Broidy

View on SEC IAPD

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