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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
Hampton Bays, NY • United States
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
61 Main Street 2Nd Floor, Southampton, NY 11968 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Riverhead | NY | 01/2018 | 12/2022 |
| Town Of Southampton School District | Southampton | NY | 10/2017 | 12/2017 |
| Sag Harbor Union Free School District | Sag Harbor | NY | 10/2017 | 11/2017 |
| Coldwell Banker Beau Hulse Realty Group | Hampton Bays | NY | 11/2004 | 05/2024 |
| Mary Broidy | Southampton | NY | 01/2006 | 12/2018 |
| Bank Of America, N.A. | Riverhead | NY | 01/2018 | 12/2022 |
| J.P. Morgan Securities Llc | Southampton | NY | 01/2023 | 07/2024 |
| Jpmorgan Chase Bank, N.A. | Southampton | NY | 01/2023 | 07/2024 |
| The Prudential Insurance Company Of America | Riverhead | NY | 08/2024 | Present |
| Pruco Securities Llc | Riverhead | NY | 08/2024 | 11/2024 |
| Lpl Enterprise, Llc | Southampton | NY | 11/2024 | Present |
1) 03/03/2025- LIU Post- Teacher Paid by School or University- Adjunct Professor- not inv. related- at Brookville. NY- start date 01/22/2025- 20hrs/mnth-20hrs during trading 2) 05/07/2026-Seeds of Fortune-Coach/Mentoring Coach to Students-Outside/W-2 Employment-Not inv related-At Brooklyn, NY-Start date 05/21/2026-1hrs/mth-0hrs/mth during trading 3) 05/07/2026-Mary Broidy-Personal Trainer and Fitness/Yoga Instructor-Coach/ Sports/ Fitness-Not inv related-At Hampton Bays, NY-Start date 05/23/2026-8hrs/mth-8hrs/mth during trading 4) 07/09/2026-Stony Brook Southampton Hospital-Instructor-Outside/W-2 Employment-Not inv related-At Hampton Bays, NY-Start date 07/14/2026-2hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-18 |
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