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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-08
  • IL RA
    APPROVED
    Since 2024-04-08

Branch Locations

540 W Madison St, Chicago, IL 60661 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Rolling Meadows IL 01/2018 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 01/2018 06/2022
Pinstripes Oak Brook IL 11/2014 01/2018
Elmhurst College Elmhurst IL 08/2013 05/2017
Citigroup Bloomingdale IL 07/2022 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 01/2024 Present
Unemployed Tinley Park IL 09/2023 01/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-09
  • S66 Uniform Combined State Law Examination
    2018-04-09
Other Names
  • Kyle M Dalton

View on SEC IAPD

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