Johanna Rose Holecy

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2021-07-21
TX	RA	APPROVED	2021-07-21

NH RA
APPROVED

Since 2021-07-21
TX RA
APPROVED

Since 2021-07-21

Branch Locations

1039 Islington St Fl 2 Ste 16, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
International Language Academy	St. Petersburg	FL	08/2016	01/2018
First Anchor Financial	Barrington	NH	01/2018	12/2020
Waddell & Reed, Inc	Portsmouth	NH	06/2018	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Portsmouth	NH	07/2018	07/2021
First Anchor Wealth Management, Llc	Portsmouth	NH	12/2020	07/2021
Lpl Financial, Llc	Portsmouth	NH	07/2021	Present

08/2016 → 01/2018

International Language Academy

St. Petersburg, FL
01/2018 → 12/2020

First Anchor Financial

Barrington, NH
06/2018 → 07/2021

Waddell & Reed, Inc

Portsmouth, NH
07/2018 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Portsmouth, NH
12/2020 → 07/2021

First Anchor Wealth Management, Llc

Portsmouth, NH
07/2021 → Present

Lpl Financial, Llc

Portsmouth, NH

Previous Registrations

2019-01-15 → 2021-07-21

Waddell & Reed

Portsmouth, NH

Dover, MA

Portsmouth, NH

Hamden, CT

Other Businesses

1. 12/09/2020 - FIRST ANCHOR WEALTH MANAGEMENT LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ PORTSMOUTH, NH 2. 12/09/2020 - FIRST ANCHOR WEALTH MANAGEMENT, LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ NOT INVESTMENT RELATED/ 0%/ PORTSMOUTH, NH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-01-15
S63	Uniform Securities Agent State Law Examination	2018-12-10

S65 Uniform Investment Adviser Law Examination

2019-01-15
S63 Uniform Securities Agent State Law Examination

2018-12-10

View on SEC IAPD