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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Atlanta | GA | 02/2018 | 12/2020 |
| Principal Life Insurance Company | Atlanta | GA | 02/2018 | 12/2020 |
| Four Seasons Hotel | Atlanta | GA | 07/2014 | 02/2018 |
| 52 Weeks Financial | Atlanta | GA | 08/2019 | 10/2024 |
| Cetera Advisor Networks | El Segundo | CA | 12/2020 | 10/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | 10/2024 |
| Principal Life Insurance Co | Atlanta | GA | 10/2024 | Present |
| Principal Securities Inc | Atlanta | GA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-15 |
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