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601 California Street Suite 300, San Francisco, CA 94108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-16 |
Branch Locations
601 California Street Suite 300, San Francisco, CA 94108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Boston | MA | 01/2018 | 09/2019 |
| Pen-Cal Administrators | Livermore | CA | 08/2016 | 08/2017 |
| Unemployed | Eugene | OR | 08/2017 | 01/2018 |
| Main Management, Llc | San Francisco | CA | 09/2019 | Present |
| Ceros Financial Services, Inc. | Rockville | MD | 09/2019 | 03/2022 |
| Northern Lights Distributors, Llc | Elkhorn | NE | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-28 |
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