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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
Branch Locations
8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Indianapolis | IN | 01/2018 | 11/2024 |
| Unemployed | Indianapolis | IN | 09/2017 | 01/2018 |
| John Wiley & Sons | Indianapolis | IN | 10/2015 | 09/2017 |
| Prudential Insurance Company Of America | Indianapolis | IN | 03/2018 | Present |
| Lpl Enterprise, Llc | Indianapolis | IN | 11/2024 | Present |
1) 05/01/2025-Lawrence Township Transportation-School Bus Driver-Outside/W-2 Employment-Not inv related-At Indianapolis, IN-Start date 01/13/2025-60hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-26 |
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