Trevor Lee Faulkner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-12-15

TX RA
APPROVED

Since 2022-12-15

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equitable Advisors, Llc	New York	NY	07/2020	09/2022
Shenanigans & Confetti's Beach Club	Huntsville	TX	09/2017	05/2019
Evolution Records	Baytown	TX	07/2016	08/2017
Sam Houston State University	Huntsville	TX	06/2017	06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	10/2022	Present
Bank Of America, N.A.	Houston	TX	12/2022	Present

07/2020 → 09/2022

Equitable Advisors, Llc

New York, NY
09/2017 → 05/2019

Shenanigans & Confetti's Beach Club

Huntsville, TX
07/2016 → 08/2017

Evolution Records

Baytown, TX
06/2017 → 06/2020

Sam Houston State University

Huntsville, TX
10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
12/2022 → Present

Bank Of America, N.A.

Houston, TX

Previous Registrations

2022-07-28 → 2022-09-13

Equitable Advisors, Llc

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-07-27
S63	Uniform Securities Agent State Law Examination	2021-11-10

S65 Uniform Investment Adviser Law Examination

2022-07-27
S63 Uniform Securities Agent State Law Examination

2021-11-10

Other Names

Trevor L Faulkner
Trevor Faulkner

View on SEC IAPD

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