Spencer Horowitz

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-18
GA	RA	APPROVED	2018-12-18

TX RA
APPROVED

Since 2020-03-18
GA RA
APPROVED

Since 2018-12-18

Branch Locations

3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Alpharetta	GA	01/2018	10/2018
Atlanta Athletic Club	Johns Creek	GA	10/2016	12/2017
Morgan Stanley	Atlanta	GA	11/2018	Present
Morgan Stanley Private Bank, N.A.	New York	NY	12/2018	Present

01/2018 → 10/2018

E*Trade Securities Llc

Alpharetta, GA
10/2016 → 12/2017

Atlanta Athletic Club

Johns Creek, GA
11/2018 → Present

Morgan Stanley

Atlanta, GA
12/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

*549503 - Atlanta Golf & Social; Investment related: No; chamblee, Georgia; Teaching Golf; Independant Contractor (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 0; After business hours: 5; Instructor

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-17
S63	Uniform Securities Agent State Law Examination	2018-04-17

S66 Uniform Combined State Law Examination

2018-12-17
S63 Uniform Securities Agent State Law Examination

2018-04-17

Other Names

Spencer Chase Horowitz

View on SEC IAPD