Best Investors Account Sign in

Roman Gabriel Padilla

Nuveen Asset Management, LLC

Chicago, IL

Claim This Profile
Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-01-18
  • IL RA
    APPROVED
    Since 2021-01-18

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 10/2020 Present
Meson Sabika Naperville IL 05/2019 09/2019
O'CHarley's Restaurant & Bar Champaign IL 11/2017 05/2019
Denny's Aurora IL 06/2018 08/2018
Franklin Wealth Advisors Urbana IL 01/2018 04/2018
Lombard Park District Lombard IL 06/2006 07/2018
St. Norbert College De Pere WI 09/2016 12/2016
Unemployed Aurora IL 05/2020 10/2020
University Of Illinois At Urbana-Champaign Champaign IL 01/2017 05/2020
St. Norbert College De Pere WI 08/2015 12/2016
Nuveen Asset Management, Llc Chicago IL 10/2020 Present
  • 10/2020 → Present
    Nuveen Securities, Llc
    Chicago, IL
  • 05/2019 → 09/2019
    Meson Sabika
    Naperville, IL
  • 11/2017 → 05/2019
    O'CHarley's Restaurant & Bar
    Champaign, IL
  • 06/2018 → 08/2018
    Denny's
    Aurora, IL
  • 01/2018 → 04/2018
    Franklin Wealth Advisors
    Urbana, IL
  • 06/2006 → 07/2018
    Lombard Park District
    Lombard, IL
  • 09/2016 → 12/2016
    St. Norbert College
    De Pere, WI
  • 05/2020 → 10/2020
    Unemployed
    Aurora, IL
  • 01/2017 → 05/2020
    University Of Illinois At Urbana-Champaign
    Champaign, IL
  • 08/2015 → 12/2016
    St. Norbert College
    De Pere, WI
  • 10/2020 → Present
    Nuveen Asset Management, Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-16
  • S66 Uniform Combined State Law Examination
    2021-01-16

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor