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Joshua Nathanial Pauli

Bankers Life Advisory Services, Inc.

Swansea, IL

Chicago, IL

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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-07-17
  • IL RA
    APPROVED
    Since 2023-07-17

Branch Locations

Swansea, IL • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Saint Louis MO 02/2018 08/2019
Vac It All Services Inc Saint Louis MO 05/2017 01/2018
Assaypro Llc Saint Charles MO 03/2017 04/2017
Vac It All Services Inc Saint Louis MO 05/2013 02/2017
U.S. Bancorp Investments, Inc. Sappington MO 08/2019 09/2021
U.S. Bank Sappington MO 08/2019 09/2021
Benjamin F. Edwards Saint Louis MO 09/2021 07/2023
Bankers Life Securities, Inc Swansea IL 07/2023 Present
Bankers Life Advisory Services Chicago IL 03/2026 Present
  • 02/2018 → 08/2019
    Td Ameritrade
    Saint Louis, MO
  • 05/2017 → 01/2018
    Vac It All Services Inc
    Saint Louis, MO
  • 03/2017 → 04/2017
    Assaypro Llc
    Saint Charles, MO
  • 05/2013 → 02/2017
    Vac It All Services Inc
    Saint Louis, MO
  • 08/2019 → 09/2021
    U.S. Bancorp Investments, Inc.
    Sappington, MO
  • 08/2019 → 09/2021
    U.S. Bank
    Sappington, MO
  • 09/2021 → 07/2023
    Benjamin F. Edwards
    Saint Louis, MO
  • 07/2023 → Present
    Bankers Life Securities, Inc
    Swansea, IL
  • 03/2026 → Present
    Bankers Life Advisory Services
    Chicago, IL
Previous Registrations
  • 2021-09-13 → 2023-07-12
    Benjamin F. Edwards & Company, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
  • 2019-08-12 → 2021-09-14
    U.S. Bancorp Investments, Inc.
    Ellisville, MO
    Sappington, MO
    Saint Louis, MO
  • 2019-03-06 → 2019-08-14
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2019-03-06 → 2019-08-14
    Td Ameritrade Investment Management, Llc
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-05
S63 Uniform Securities Agent State Law Examination 2018-04-03
  • S66 Uniform Combined State Law Examination
    2019-03-05
  • S63 Uniform Securities Agent State Law Examination
    2018-04-03

View on SEC IAPD

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