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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-29 |
| UT | RA | APPROVED | 2018-05-07 |
Branch Locations
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
5201 W Amelia Earhart Dr [Tpb Services], Salt Lake City, UT 84116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Salt Lake City | UT | 05/2014 | Present |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 01/2018 | Present |
| The University Of Utah | Salt Lake City | UT | 08/2017 | Present |
| Brigham Young University | Provo | UT | 08/2007 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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