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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-13
MI RA APPROVED 2018-05-01
  • TX RA
    APPROVED
    Since 2018-07-13
  • MI RA
    APPROVED
    Since 2018-05-01

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Huntington Woods, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 01/2018 Present
Great Lakes Wine & Spirits Highland Park MI 07/2017 01/2018
Unemployed Farmington Hills MI 05/2017 07/2017
Stanley Black & Decker Costa Mesa CA 07/2016 05/2017
Bank Of America, N.A Farmington Hills MI 03/2018 Present
  • 01/2018 → Present
    Farmington Hills, MI
  • 07/2017 → 01/2018
    Great Lakes Wine & Spirits
    Highland Park, MI
  • 05/2017 → 07/2017
    Unemployed
    Farmington Hills, MI
  • 07/2016 → 05/2017
    Stanley Black & Decker
    Costa Mesa, CA
  • 03/2018 → Present
    Bank Of America, N.A
    Farmington Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-30
  • S66 Uniform Combined State Law Examination
    2018-04-30
Other Names
  • Chris Wolfe Mcconnell
  • Chris Mcconnell

View on SEC IAPD

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