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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-02-15
  • MD RA
    APPROVED
    Since 2023-02-15

Branch Locations

12435 Park Potomac Ave Suite R-3, Potomac, MD 20854 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 01/2018 02/2023
N/A Ocean View NJ 06/2017 01/2018
N/A Washington DC 08/2013 05/2017
Bank Of America, N.A. Washington DC 01/2018 02/2023
Charles Schwab & Co., Inc. Potomac MD 02/2023 Present
Charles Schwab Bank, Ssb Potomac MD 02/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-01
  • S66 Uniform Combined State Law Examination
    2018-05-01
Other Names
  • Beau Hall
  • Beau D Hall

View on SEC IAPD

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