Joshua David Pfeiffer

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2021-07-13

OH RA
APPROVED

Since 2021-07-13

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Miamisburg	OH	01/2018	Present
Wright State University	Fairborn	OH	08/2016	Present

01/2018 → Present

Ubs Financial Services Inc.

Miamisburg, OH
08/2016 → Present

Wright State University

Fairborn, OH

Other Businesses

NAME OF OTHER BUSINESS: University Of Dayton / INVESTMENT RELATED?: No / ADDRESS: 300 College park / NATURE OF THE BUSINESS: It is a private college. / POSITION: Lecturer / DUTIES :I will lecture students that take the Financial Strategies for Successful Retirement class/ START DATE:09/19/22 / HOURS DEVOTED TO BUSINESS: NA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-13

S66 Uniform Combined State Law Examination

2021-07-13