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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-26 |
| TX | RA | APPROVED_RES | 2024-06-15 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Entertaiment Group | Fort Lauderdale | FL | 02/2014 | 08/2018 |
| Florida State University | Tallahassee | FL | 08/2015 | 08/2017 |
| Axa Advisors - South Florida Branch | Boca Raton | FL | 08/2018 | 08/2019 |
| Jpmorgan Chase Bank, N.A. | Boynton Beach | FL | 09/2019 | 05/2021 |
| J.P. Morgan Securities Llc | Boynton Beach | FL | 09/2019 | 05/2021 |
| Axa Advisors, Llc | Boca Raton | FL | 01/2018 | 09/2019 |
| Td Bank N.A. | Wesley Chapel | FL | 05/2021 | 06/2024 |
| Td Private Client Wealth Llc | Wesley Chapel | FL | 05/2021 | 06/2024 |
| Fisher Investments | Tampa | FL | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-14 |
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