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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-06
GA RA APPROVED 2024-11-08
  • PA RA
    APPROVED
    Since 2026-08-06
  • GA RA
    APPROVED
    Since 2024-11-08

Branch Locations

Southampton, PA • United States

1411 North Highland Ave Ne, Atlanta, GA 30306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Atlanta GA 01/2018 11/2024
State Farm Woodstock GA 06/2017 12/2017
Geico Buffalo NY 12/2012 04/2017
Lpl Atlanta GA 11/2024 Present
Unemployed Woodstock GA 04/2017 06/2017
  • 01/2018 → 11/2024
    Lincoln Financial Advisors Corporation
    Atlanta, GA
  • 06/2017 → 12/2017
    State Farm
    Woodstock, GA
  • 12/2012 → 04/2017
    Geico
    Buffalo, NY
  • 11/2024 → Present
    Lpl
    Atlanta, GA
  • 04/2017 → 06/2017
    Unemployed
    Woodstock, GA
Other Businesses

1- 10/2024 / Silver Penny Financial Planning / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-10
S65 Uniform Investment Adviser Law Examination 2024-05-16
  • S63 Uniform Securities Agent State Law Examination
    2025-02-10
  • S65 Uniform Investment Adviser Law Examination
    2024-05-16

View on SEC IAPD

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