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Mimi Elizabeth Bauer

Vanguard Advisers, Inc.

Charlotte, NC

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-30
TX RA APPROVED 2025-09-30
  • NC RA
    APPROVED
    Since 2025-09-30
  • TX RA
    APPROVED
    Since 2025-09-30

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 01/2018 05/2025
Five Daughters Salumeria, Llc Phoenix AZ 05/2011 01/2018
Broil, Llc Phoenix AZ 06/2012 05/2022
Washington Elementary School District Glendale AZ 09/2016 05/2017
Louie & Leyla, Llc Phoenix AZ 05/2014 09/2016
Self-Employed Phoenix AZ 12/2022 01/2024
The Vanguard Group, Inc. Charlotte NC 05/2025 Present
Vanguard Marketing Corporation Charlotte NC 05/2025 Present
Vanguard Advisers, Inc. Charlotte NC 09/2025 Present
  • 01/2018 → 05/2025
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2011 → 01/2018
    Five Daughters Salumeria, Llc
    Phoenix, AZ
  • 06/2012 → 05/2022
    Broil, Llc
    Phoenix, AZ
  • 09/2016 → 05/2017
    Washington Elementary School District
    Glendale, AZ
  • 05/2014 → 09/2016
    Louie & Leyla, Llc
    Phoenix, AZ
  • 12/2022 → 01/2024
    Self-Employed
    Phoenix, AZ
  • 05/2025 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2025 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 09/2025 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
S63 Uniform Securities Agent State Law Examination 2018-03-16
  • S66 Uniform Combined State Law Examination
    2025-09-26
  • S63 Uniform Securities Agent State Law Examination
    2018-03-16
Other Names
  • Mary Elizabeth Anderson
  • Mimi Elizabeth Aiello
  • Mimi Elizabeth Bauer
  • Mimi Bauer

View on SEC IAPD

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