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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-11-19
TX RA APPROVED 2025-06-30
  • WA RA
    APPROVED
    Since 2025-11-19
  • TX RA
    APPROVED
    Since 2025-06-30

Branch Locations

Sammamish, WA • United States

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Palm Springs CA 01/2018 08/2018
Wells Fargo Bank Na Palm Springs CA 09/2016 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Riverside CA 08/2018 08/2020
Robinhood Financial, Llc Tempe AZ 08/2020 08/2022
Robinhood Markets Tempe AZ 08/2020 08/2022
J.P. Morgan Securities Llc Tempe AZ 09/2022 06/2025
Bank Of America Riverside CA 08/2018 08/2020
Ubs Financial Services, Inc Bellevue WA 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-13
S63 Uniform Securities Agent State Law Examination 2018-04-13
  • S65 Uniform Investment Adviser Law Examination
    2022-12-13
  • S63 Uniform Securities Agent State Law Examination
    2018-04-13
Other Names
  • Christian Zwicky
  • Christian Alexander Fritz Zwicky
  • Christian Alexander Zwicky
  • Christian Alexanderf Zwicky

View on SEC IAPD

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