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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-11-19 |
| TX | RA | APPROVED | 2025-06-30 |
Branch Locations
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Palm Springs | CA | 01/2018 | 08/2018 |
| Wells Fargo Bank Na | Palm Springs | CA | 09/2016 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Riverside | CA | 08/2018 | 08/2020 |
| Robinhood Financial, Llc | Tempe | AZ | 08/2020 | 08/2022 |
| Robinhood Markets | Tempe | AZ | 08/2020 | 08/2022 |
| J.P. Morgan Securities Llc | Tempe | AZ | 09/2022 | 06/2025 |
| Bank Of America | Riverside | CA | 08/2018 | 08/2020 |
| Ubs Financial Services, Inc | Bellevue | WA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-13 |
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