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Charles Kwan

Pnc Wealth Management LLC

Irving, TX

Irving, TX

Carrollton, TX

Flower Mound, TX

Lewisville, TX

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-06
CA RA APPROVED 2022-08-31
  • TX RA
    APPROVED
    Since 2024-06-06
  • CA RA
    APPROVED
    Since 2022-08-31

Branch Locations

4925 North O'COnnor Boulevard, Irving, TX 75062 • United States

7770 North Macarthur Boulevard, Suite 100, Irving, TX 75063 • United States

4033 Old Denton Road, Carrollton, TX 75007 • United States

2631 Cross Timbers Road, Flower Mound, TX 75028 • United States

484 E Round Grove Rd, Lewisville, TX 75067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Palo Alto CA 12/2016 07/2019
Wells Fargo Clearing Services Llc Palo Alto CA 01/2018 07/2019
Sterling Bank And Trust San Francisco CA 08/2016 12/2016
Jp Morgan Securities, Llc Fremont CA 07/2019 06/2022
Jp Morgan Chase Bank, N.A. Fremont CA 07/2019 06/2022
Pnc Investments Llc Flower Mound TX 08/2022 Present
Unemployment San Jose CA 06/2022 08/2022
  • 12/2016 → 07/2019
    Wells Fargo Bank Na
    Palo Alto, CA
  • 01/2018 → 07/2019
    Wells Fargo Clearing Services Llc
    Palo Alto, CA
  • 08/2016 → 12/2016
    Sterling Bank And Trust
    San Francisco, CA
  • 07/2019 → 06/2022
    Jp Morgan Securities, Llc
    Fremont, CA
  • 07/2019 → 06/2022
    Jp Morgan Chase Bank, N.A.
    Fremont, CA
  • 08/2022 → Present
    Pnc Investments Llc
    Flower Mound, TX
  • 06/2022 → 08/2022
    Unemployment
    San Jose, CA
Previous Registrations
Other Businesses

03/2024 / Owner / Niji Tcg / Non-Investment related / Zero hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-22
S63 Uniform Securities Agent State Law Examination 2018-04-12
  • S66 Uniform Combined State Law Examination
    2019-08-22
  • S63 Uniform Securities Agent State Law Examination
    2018-04-12
Other Names
  • Charles Kwan
  • Charles Tsz Kin Kwan

View on SEC IAPD

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Other Investors

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GENE STEVEN GURLEY
HARRISON TATE BENEDICT
Andres I Polanco
Benjamin Hopper
Michael P Seibert
Justin Montanari

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · IRVING, TX
GIBRALTAR CAPITAL MANAGEMENT, INC. · IRVING, TX
EDWARD JONES · IRVING, TX
EDWARD JONES · IRVING, TX
J.P. MORGAN SECURITIES LLC · IRVING, TX
U.S. BANCORP ADVISORS, LLC · Irving, TX
LPL FINANCIAL LLC · IRVING, TX
KESTRA ADVISORY SERVICES, LLC · IRVING, TX

More in Irving, TX

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