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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-21 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Rowland Heights | CA | 05/2017 | 03/2018 |
| Quartz Logistics, Inc | Rowland Heights | CA | 01/2017 | 04/2017 |
| Unemployed | Los Angeles | CA | 08/2012 | 12/2016 |
| Axa-Advisors, Llc | New York | NY | 04/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2018 | 06/2021 |
| Gwn Securities Inc | Palm Beach Gardens | FL | 06/2022 | Present |
| Unemployed | Rowland Heights | CA | 07/2021 | 06/2022 |
INSURANCE POSITION: Financial Consultant. Nature: Direct Sales of insurance products INVESTMENT RELATED: Is Investment Related, START DATE: 2021-07-02, "177 E Colorado Blvd, Suite 200, Pasadena, CA, 91105, United States", 40 hours per month, 2 hours per month during trading hours, Commission Compensation, "When appropriate based on client's priorities and situation, the sale of Fixed Life insurance and fixed annuity products including: Term Life, UL, Whole Life, Indexed Universal Life, Fixed Annuities, Fixed Indexed Annuities and MYGAs" LA PENSION PLANNERS POSITION: Financial Professional NATURE: DBA INVESTMENT RELATED: Is Investment Related, START DATE: 2022-05-27, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS; 160 hours per month during trading hours, COMPENSATION: Commission Compensation DESCRIPTION: DBA related to financial services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-23 |
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