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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-21
  • CA RA
    APPROVED
    Since 2022-06-21

Branch Locations

Brea, CA • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Unemployed Rowland Heights CA 05/2017 03/2018
Quartz Logistics, Inc Rowland Heights CA 01/2017 04/2017
Unemployed Los Angeles CA 08/2012 12/2016
Axa-Advisors, Llc New York NY 04/2018 06/2020
Equitable Advisors, Llc New York NY 04/2018 06/2021
Gwn Securities Inc Palm Beach Gardens FL 06/2022 Present
Unemployed Rowland Heights CA 07/2021 06/2022
  • 05/2017 → 03/2018
    Unemployed
    Rowland Heights, CA
  • 01/2017 → 04/2017
    Quartz Logistics, Inc
    Rowland Heights, CA
  • 08/2012 → 12/2016
    Unemployed
    Los Angeles, CA
  • 04/2018 → 06/2020
    Axa-Advisors, Llc
    New York, NY
  • 04/2018 → 06/2021
    New York, NY
  • 06/2022 → Present
    Palm Beach Gardens, FL
  • 07/2021 → 06/2022
    Unemployed
    Rowland Heights, CA
Previous Registrations
Other Businesses

INSURANCE POSITION: Financial Consultant. Nature: Direct Sales of insurance products INVESTMENT RELATED: Is Investment Related, START DATE: 2021-07-02, "177 E Colorado Blvd, Suite 200, Pasadena, CA, 91105, United States", 40 hours per month, 2 hours per month during trading hours, Commission Compensation, "When appropriate based on client's priorities and situation, the sale of Fixed Life insurance and fixed annuity products including: Term Life, UL, Whole Life, Indexed Universal Life, Fixed Annuities, Fixed Indexed Annuities and MYGAs" LA PENSION PLANNERS POSITION: Financial Professional NATURE: DBA INVESTMENT RELATED: Is Investment Related, START DATE: 2022-05-27, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS; 160 hours per month during trading hours, COMPENSATION: Commission Compensation DESCRIPTION: DBA related to financial services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-23
  • S66 Uniform Combined State Law Examination
    2018-04-23
Other Names
  • Jason Jin

View on SEC IAPD

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