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William Merrill Fay

J.P. Morgan Securities LLC

Oakland, CA

Oakland , CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-20
CA RA APPROVED 2021-10-20
  • TX RA
    APPROVED
    Since 2022-12-20
  • CA RA
    APPROVED
    Since 2021-10-20

Branch Locations

3005 Broadway, Oakland, CA 94611 • United States

2110 Mountain Blvd , Oakland , CA 94611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A Alameda CA 01/2018 10/2021
Unemployed Berkeley CA 10/2017 12/2017
Khora Community Of Athens Athens 10/2016 10/2017
Unemployed Athens 08/2016 09/2016
Jp Morgan Securities Llc Alameda CA 01/2018 10/2021
Jpmorgan Chase Bank, N.A. Alameda CA 10/2021 Present
Jp Morgan Securities, Llc Alameda CA 10/2021 Present
  • 01/2018 → 10/2021
    Jpmorgan Chase Bank, N.A
    Alameda, CA
  • 10/2017 → 12/2017
    Unemployed
    Berkeley, CA
  • 10/2016 → 10/2017
    Khora Community Of Athens
    Athens
  • 08/2016 → 09/2016
    Unemployed
    Athens
  • 01/2018 → 10/2021
    Jp Morgan Securities Llc
    Alameda, CA
  • 10/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Alameda, CA
  • 10/2021 → Present
    Jp Morgan Securities, Llc
    Alameda, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
S63 Uniform Securities Agent State Law Examination 2018-02-28
  • S66 Uniform Combined State Law Examination
    2021-10-01
  • S63 Uniform Securities Agent State Law Examination
    2018-02-28
Other Names
  • Will Fay
  • William Merrill Fay
  • Will Fay
  • William Fay
  • Fay Merrill Fay

View on SEC IAPD

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Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

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