Cole Stephen Nolte

Current Employers

Employment History

• 08/2012 → 12/2017
  Appalachian State University
  Boone, NC
• 03/2017 → 08/2017
  Hastings Company
  Boone, NC
• 05/2014 → 09/2017
  Willow Valley Resort
  Boone, NC
• 01/2018 → 03/2018
  Unemployed
  Boone, NC
• 03/2018 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 03/2018 → 02/2026
  Equitable Advisors, Llc
  New York, NY
• 02/2026 → Present
  Lpl Financial Llc
  Holly Springs, NC
• 02/2026 → Present
  Founders Financial Alliance, Llc
  Holly Springs, NC

Previous Registrations

• 2021-04-14 → 2026-03-02
  Equitable Advisors, Llc
  Boone, NC
  Raleigh, NC
  Cary, NC
  Raleigh, NC
  Holly Springs, NC
  Raleigh, NC

Other Businesses

1. 02/2026 - Windrose - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 10 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 02/20/2026 2. 03/04/2026 - Founder Financial Alliance, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 02/20/2026 - 160 hours per month/ 10 hours during trading - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity in 02/2026. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV for the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-13
• S63 Uniform Securities Agent State Law Examination
  2018-04-03

Other Names

• Cole Nolte