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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-04
TX RA APPROVED 2024-03-04
  • CA RA
    APPROVED
    Since 2024-03-04
  • TX RA
    APPROVED
    Since 2024-03-04

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na San Francisco CA 01/2018 Present
Jpmorgan Securities Llc San Francisco CA 01/2018 Present
Middlebury College Middlebury VT 09/2014 05/2017
Unemployed Miami FL 06/2017 12/2017
  • 01/2018 → Present
    Jpmorgan Chase Bank Na
    San Francisco, CA
  • 01/2018 → Present
    Jpmorgan Securities Llc
    San Francisco, CA
  • 09/2014 → 05/2017
    Middlebury College
    Middlebury, VT
  • 06/2017 → 12/2017
    Unemployed
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2018-05-10
  • S65 Uniform Investment Adviser Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2018-05-10

View on SEC IAPD

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