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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-09
  • IL RA
    APPROVED
    Since 2023-01-09

Branch Locations

10 S Dearborn Street Floor 17, Chicago, IL 60603 • United States

270 Park Ave, Floor 10, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Chicago IL 01/2018 06/2019
Pnc Bank Chicago IL 12/2016 01/2018
Thresholds, Inc. Chicago IL 03/2014 12/2016
J.P. Morgan Securities Llc Chicago IL 11/2021 Present
Northern Trust Hedge Fund Services Chicago IL 06/2019 11/2021
  • 01/2018 → 06/2019
    Chicago, IL
  • 12/2016 → 01/2018
    Pnc Bank
    Chicago, IL
  • 03/2014 → 12/2016
    Thresholds, Inc.
    Chicago, IL
  • 11/2021 → Present
    Chicago, IL
  • 06/2019 → 11/2021
    Northern Trust Hedge Fund Services
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2023-01-09
Other Names
  • Daniel Weiss Wiewel

View on SEC IAPD

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