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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-03
  • MI RA
    APPROVED
    Since 2023-01-03

Branch Locations

Mears, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2018 11/2020
Fivecap, Inc. Scottville MI 11/2016 01/2018
Lowes Ludington MI 05/2016 11/2016
Manistee Golf & Country Club Manistee MI 05/2016 10/2016
Cetera Investment Services Llc St Cloud MN 12/2020 12/2022
Cetera Investment Advisers Llc Ludington MI 12/2020 12/2022
West Shore Bank Ludington MI 12/2020 12/2022
Cetera Investment Services Llc St Cloud MN 01/2023 Present
Cetera Investment Advisers Llc Mears MI 01/2023 Present
  • 01/2018 → 11/2020
    St Louis, MO
  • 11/2016 → 01/2018
    Fivecap, Inc.
    Scottville, MI
  • 05/2016 → 11/2016
    Lowes
    Ludington, MI
  • 05/2016 → 10/2016
    Manistee Golf & Country Club
    Manistee, MI
  • 12/2020 → 12/2022
    Cetera Investment Services Llc
    St Cloud, MN
  • 12/2020 → 12/2022
    Ludington, MI
  • 12/2020 → 12/2022
    West Shore Bank
    Ludington, MI
  • 01/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2023 → Present
    Mears, MI
Previous Registrations
Other Businesses

1) VICE PRESIDENT OF HART ROTARY; ASSIST PRESIDENT IN PREPARING MEALS FOR THE CLUB, SECURING SPEAKERS AND COORDINATING FUNDRAISING EVENTS 2) JBC COMPANIES, JACKSON BROKERAGE FIXED INSURANCE CONSULTANT; AG FAMILY WEALTH, DBA FOR CETERA BUSINESS, 100% OWNER; 3) BOARD MEMBER FOR SHELBY OPTIMIST, COMMUNITY SERVICE - MEET WITH OTHER BOARD MEMBERS TO VOTE ON FUNDING REQUEST FOR COMMUNITY, 1/HR/WK; 4) PROPERTY & CASUALTY INSURANCE FOR FARM BUREAU 5) BOARD MEMBER FOR SILVER LAKE SAND DUNES AREA CHAMBER OF COMMERCE, ATTEND MEETINGS AND HELP OUT AT CHAMBER EVENTS, 5/HRS/WK;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-29
  • S66 Uniform Combined State Law Examination
    2018-03-29
Other Names
  • Austin Garcia

View on SEC IAPD

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