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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
6255 Sterners Way, Bethlehem, PA 18017 • United States
Omaha, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Flagstaff | AZ | 12/2014 | 05/2021 |
| Wells Fargo Clearing Services Llc | Flagstaff | AZ | 01/2018 | 05/2021 |
| The Diamond Room Omaha | Omaha | NE | 12/2014 | 09/2017 |
| Guardian Life Insurance Co Of America | Bethlehem | PA | 06/2021 | Present |
| Park Avenue Securities, Llc | Bethlehem | PA | 09/2021 | Present |
| Guardian Life Insurance Company | Omaha | NE | 06/2024 | Present |
| Guardian Life Insurance Company | Omaha | NE | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-16 |
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