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14221 Dallas Parkway Suite 100, Dallas, TX 75254 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-04-24 |
| TX | RA | APPROVED | 2025-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Georgetown College | Georgetown | KY | 09/2014 | 09/2017 |
| Scott County Public Schools | Georgetown | KY | 05/2017 | 12/2017 |
| Jefferson National Financial Corp | Louisville | KY | 01/2018 | 03/2019 |
| Jefferson National Securities Corporation | Louisville | KY | 01/2018 | 03/2019 |
| Nationwide Investment Services Corporation | Louisville | KY | 01/2019 | 03/2019 |
| Raymond James Financial Services, Inc. | Huntsville | AL | 04/2019 | Present |
| Georgetown College | Georgetown | KY | 08/2013 | 12/2017 |
| Raymond James Financial Services Advisors, Inc. | Huntsville | AL | 06/2019 | Present |
| Haraway Lawn Care Company | Madison | AL | 04/2019 | 12/2021 |
| Financial Strategies Group, Llc | Huntsville | AL | 04/2021 | Present |
| Lion Street Financial | Austin | TX | 03/2025 | 11/2025 |
| Integrity Alliance, Llc. | Dallas | TX | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-16 |
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