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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-13 |
Branch Locations
186 Bayfield Street, Barrie, Ontario L4M 3B5 • Canada
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James (Usa) Ltd | Barrie, Ontario | 01/2018 | Present | |
| Raymond James Ltd | Barrie, Ontario | 11/2006 | Present |
(1)RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. Jackie Ramler IS LOCATED AT 55 Cedar Pointe Dr. Unit 606, Barrie ON AND HAS BEEN EMPLOYED SINCE November 24, 2006. SHE IS A FULL TIME AGENT AND HER TITLE WITH RJL IS "FINANCIAL ADVISOR". SHE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES and PORTFOLIO MANAGEMENT SERVICES. (2) RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. Jackie Ramler IS LOCATED as noted above AND HAS BEEN LICENSED WITH RJFP SINCE November 24, 2006. SHE IS A FULL-TIME AGENT. SHE DEVOTES 5 HOURS A MONTH TO THIS BUSINESS. HER JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING. 3)Executive Wealth Advisors Inc. is not investment-related and is located as noted above Hold a corporate life insurance license for the purpose of insurance sales and my position/title is Owner. The start date of the business was November 12, 2014. I devote 6 hours per month to this other business during business and trading hours. My duties are as owner. 4) Living Green Barrie is not investment-related and is located at 450 110 Dunlop St. W Barrie ON. Charitable organization that promotes and educates community on environmental issues and my position/title is Chairperson. The start date of the business was November 30, 2015. I devote 3 hours a month to this other business not during business and trading hours. My duties are develop strategic plan and review budget. 5) BJC Ram Holdings Inc. is not investment-related and is located at 186 Bayfield St., Barrie Ontario, L4M 3B5. BJC Ram Holdings is a holding company for a commercial property (new office) and I am the owner. The start date of this business was November 28, 2019. I don't devote any time to this other business during business and trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-20 |
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