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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-21 |
Branch Locations
6 Executive Park Drive Suite A, Clifton Park, NY 12065 • United States
6636 Main Street Suite 4, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chick-Fil-A | Sarasota | FL | 04/2010 | 10/2016 |
| Carrabbas Italian Grill | Sarasota | FL | 10/2016 | 04/2018 |
| University Of South Florida | Sarasota | FL | 08/2013 | 12/2017 |
| Cetera Advisor Networks | El Segundo | CA | 03/2018 | Present |
| Abelson And Company, Llc | Clifton Park | NY | 03/2021 | Present |
| Empire Asset Management Group Of Western Ny | Clifton Park | NY | 03/2021 | Present |
| Empire Asset Management Group | Clifton Park | NY | 01/2018 | Present |
| Ccr Wealth Management | Clifton Park | NY | 01/2023 | Present |
| Cetera Advisors Llc | St Cloud | MN | 04/2023 | Present |
| Davis Moeckel | Troy | NY | 02/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: DAVIS MOECKEL; INVESTMENT RELATED: NO; ADDRESS: 499 2ND AVE APT 2 TROY, NEW YORK 12182; NATURE OF BUSINESS: OFFICE CLEANING; START DATE: 02/2023; POSITION/TITLE/RELATIONSHIP: SELF EMPLOYED; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OFFICE CLEANING SERVICE; 2. 1. NAME OF OTHER BUSINESS: EMPIRE ASSET MANAGEMENT GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2018 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE AND OPERATIONAL. 3. NAME OF OTHER BUSINESS: CCR WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: ABELSON AND COMPANY, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2021, POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES COORDINATOR, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: ADMIN, OPERATIONS; 5. NAME OF OTHER BUSINESS: EMPIRE ASSET MANAGEMENT GROUP OF WESTERN NY INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2021, POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES COORDINATOR, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: ADMIN, OPERATIONS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-08 |
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