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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-26
TX RA APPROVED 2024-06-18
MO RA APPROVED 2024-06-17
  • IL RA
    APPROVED
    Since 2024-11-26
  • TX RA
    APPROVED
    Since 2024-06-18
  • MO RA
    APPROVED
    Since 2024-06-17

Branch Locations

8636 Olive Blvd, Saint Louis,, MO 63132 • United States

11600 Olive Blvd Ste A-3,, Saint Louis, MO 63141 • United States

7676 Forsyth Blvd, Saint Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Chicago IL 12/2017 08/2019
Jpmorgan Chase Bank Chicago IL 10/2016 05/2018
Unemployed Posen IL 08/2016 10/2016
Jpmorgan Chase Bank, Na Chicago IL 05/2018 06/2018
Jpmorgan Chase Bank, Na Chicago IL 06/2018 09/2018
Jpmorgan Chase Bank, Na Chicago IL 09/2018 08/2019
Jp Morgan Chase Bank, N.A. Clayton MO 08/2019 08/2021
Jp Morgan Securities Llc Clayton MO 08/2019 08/2021
Jpmorgan Chase Bank, Na Brentwood MO 08/2021 04/2024
Jp Morgan Securities, Llc Brentwood MO 08/2021 04/2024
Jp Morgan Securities, Llc Saint Louis MO 07/2024 Present
Jp Morgan Securities, Llc Saint Louis MO 04/2024 07/2024
Jp Morgan Chase Bank, Na Saint Louis MO 07/2024 Present
  • 12/2017 → 08/2019
    Chicago, IL
  • 10/2016 → 05/2018
    Jpmorgan Chase Bank
    Chicago, IL
  • 08/2016 → 10/2016
    Unemployed
    Posen, IL
  • 05/2018 → 06/2018
    Jpmorgan Chase Bank, Na
    Chicago, IL
  • 06/2018 → 09/2018
    Jpmorgan Chase Bank, Na
    Chicago, IL
  • 09/2018 → 08/2019
    Jpmorgan Chase Bank, Na
    Chicago, IL
  • 08/2019 → 08/2021
    Jp Morgan Chase Bank, N.A.
    Clayton, MO
  • 08/2019 → 08/2021
    Clayton, MO
  • 08/2021 → 04/2024
    Jpmorgan Chase Bank, Na
    Brentwood, MO
  • 08/2021 → 04/2024
    Brentwood, MO
  • 07/2024 → Present
    Saint Louis, MO
  • 04/2024 → 07/2024
    Saint Louis, MO
  • 07/2024 → Present
    Jp Morgan Chase Bank, Na
    Saint Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-14
S63 Uniform Securities Agent State Law Examination 2018-04-09
  • S65 Uniform Investment Adviser Law Examination
    2024-06-14
  • S63 Uniform Securities Agent State Law Examination
    2018-04-09
Other Names
  • Luis Alejandro Serrato
  • Lou Serrato
  • Luis A Serrato

View on SEC IAPD

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