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Stephen A. Manzi

Blackrock Investment Management, LLC

Chicago, IL

Princeton, NJ

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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-28
NJ RA APPROVED 2025-03-28
  • IL RA
    APPROVED
    Since 2026-04-28
  • NJ RA
    APPROVED
    Since 2025-03-28

Branch Locations

227 West Monroe St., Suite 4300, Chicago, IL 60606 • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Markov Processes International Summit NJ 01/2016 03/2017
Condor Capital Management Martinsville NJ 03/2017 03/2021
Rmr Wealth Builders, Inc. Montclair NJ 04/2021 06/2022
Lpl Financial Llc Denville NJ 07/2022 05/2024
Blackrock Investments, Llc Princeton NJ 03/2025 Present
Blackrock Princeton NJ 03/2025 Present
N/A N/A NJ 05/2024 03/2025
  • 01/2016 → 03/2017
    Markov Processes International
    Summit, NJ
  • 03/2017 → 03/2021
    Condor Capital Management
    Martinsville, NJ
  • 04/2021 → 06/2022
    Rmr Wealth Builders, Inc.
    Montclair, NJ
  • 07/2022 → 05/2024
    Lpl Financial Llc
    Denville, NJ
  • 03/2025 → Present
    Blackrock Investments, Llc
    Princeton, NJ
  • 03/2025 → Present
    Blackrock
    Princeton, NJ
  • 05/2024 → 03/2025
    N/A
    N/A, NJ
Previous Registrations
Other Businesses

7/2022 - DBA for LPL Business (entity for LPL business) - Duphiney Financial Network - Investment Related - Denville, NJ 07834-2720

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-11
S65 Uniform Investment Adviser Law Examination 2017-12-18
  • S63 Uniform Securities Agent State Law Examination
    2022-11-11
  • S65 Uniform Investment Adviser Law Examination
    2017-12-18
Designations
Other Names
  • Stephen Manzi
  • Stephen A. Manzi
  • Stephen Adam Manzi

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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