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Shannon Louise Friend

Ubs Financial Services Inc.

Weehawken, NJ

Monroe, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-10-20
  • OH RA
    APPROVED
    Since 2021-10-20

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Monroe, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Hamilton OH 01/2018 10/2021
Monroe Presbyterian Church Monroe OH 09/2010 01/2018
Ubs Financial Services Inc Monroe OH 10/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-13
  • S66 Uniform Combined State Law Examination
    2019-02-13
Other Names
  • Shannon Flint

View on SEC IAPD

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