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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
| TX | RA | APPROVED_RES | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Canoga Park | CA | 01/2012 | 02/2023 |
| Wells Fargo Clearing Services Llc | Canoga Park | CA | 01/2018 | 02/2023 |
| Cuso Financial Services, Lp | San Diego | CA | 02/2023 | 05/2025 |
| Firefighters First Credit Union | Pasadena | CA | 02/2023 | Present |
| Lpl Financial Llc | Pasadena | CA | 05/2025 | Present |
1. 05/15/2025- Firehouse Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/13/2023- 160 Hours Per Month- 160 Hours During Trading 2. 05/15/2025- David Flores- Notary- INV Related- At Reported Business Location(s)- Start date 10/23/2021- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-16 |
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