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Eric Frontino

LPl Financial LLC

Huntington Beach, CA

Costa Mesa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-18
  • CA RA
    APPROVED
    Since 2022-05-18

Branch Locations

7151 Warner Ave Ste 103, Huntington Beach, CA 92647 • United States

2300 Harbor Blvd Ste H-1, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 12/2017 Present
Schoolsfirst Fcu Tustin CA 12/2017 Present
Schoolsfirst Fcu Cypress CA 03/2012 12/2017
Lpl Financial Llc Huntington Beach CA 05/2022 Present
  • 12/2017 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 12/2017 → Present
    Schoolsfirst Fcu
    Tustin, CA
  • 03/2012 → 12/2017
    Schoolsfirst Fcu
    Cypress, CA
  • 05/2022 → Present
    Lpl Financial Llc
    Huntington Beach, CA
Previous Registrations
  • 2018-11-28 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Tustin, CA
    Costa Mesa, CA
    Huntington Beach, CA
Other Businesses

1. 05-18-2022-SchoolsFirst Investment Services- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-11
  • S66 Uniform Combined State Law Examination
    2018-09-11
Other Names
  • Eric Frontino
  • Eric Joseph Frontino

View on SEC IAPD

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